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    Please use this identifier to cite or link to this item: http://tkuir.lib.tku.edu.tw:8080/dspace/handle/987654321/32305

    Title: 臺灣證券商經營風險與保險規劃之研究
    Other Titles: The study on risk analysis and insurance strategy of securities firms in Taiwan
    Authors: 高章莉;Kao, Chang-li
    Contributors: 淡江大學保險學系保險經營碩士在職專班
    高棟梁;Kao, Tong-liang
    Keywords: 證券商;風險管理;保險策略;Securities;Risk management;Insurance strategy
    Date: 2008
    Issue Date: 2010-01-11 01:57:51 (UTC+8)
    Abstract: 隨著金融自由化、國際化的發展趨勢,證券商業務種類增加、網路交易增加,隨之而來的風險也增加,但台灣的證券商面對隨之而來的風險卻缺少相對應量身訂做的保險規劃。
    Due to the financial market liberalization and globalization, now the Securities firms in Taiwan is enlarging their business scale and scope. Further more, accompanied their enlarging business scale and scope, securities business risks are also increasing. Even though now the securities have to face more uncertainty risks, there are few custom-made insurance policies for our securities in Taiwan.
    The purposes of this research not only identifies securities business risks and provide an overview of the investor protection mechanism and Settlement /Clearance Fund, but also provide a custom-made insurance policies which can transfer securities operation risks. The main structure in the research are as follows:
    (1)Identify its risks which securities may face.
    (2)Analysis such risks cam be transferred to insurers or other mechanism.
    (3)Introduction of Overseas experience, especially their risk transfer method.
    (4)Study the feasibility of insurance strategy for securities in Taiwan.
    The methodology of this research also adopts Expert Interview with written closed-end questionnaire, and interviewed the underwriters of insurance companies and risk managers of securities in Taiwan
    This research finds out that there is a gap between Demand (The Securities) and supply (The insurers). Due to the lack of loss experience and underwriting capacity, insurers hesitate to cover against its risks which securities may face. Thus, In order to eliminate the gap it mentioned above, this research provides some suggestions to let the securities insurance be more feasible. Hope this research can benefit investors, securities and insurers and create win-win-win situation in the future.
    Appears in Collections:[保險學系暨研究所] 學位論文

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