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    Please use this identifier to cite or link to this item: https://tkuir.lib.tku.edu.tw/dspace/handle/987654321/113883

    Title: 外資證券業對中國大陸證券業經營業務之影響分析
    Other Titles: The analysis of foreign securities impact on the securities market in China
    Authors: 王亭懿;Wang, Ting-Yi
    Contributors: 淡江大學中國大陸研究所碩士在職專班
    Keywords: Foreign Securities;Shareholding rate;WTO;世界貿易組織;合資證券;持股比例
    Date: 2017
    Issue Date: 2018-08-03 14:34:30 (UTC+8)
    Abstract: 論文提要內容:
    After Mainland China opened the securities market and WTO kept the promise of allowing Qualified Foreign Institutional Investors to invest in A shares. However, there are still some restrictions on the trade of A shares. Currently, the Mainland China has raised the foreign ownership ratio to 49%, but foreign securities can only enter the securities market in China through investing in securities companies or re-establishing the securities company which had the problems.
    According to the rule of“The establishment of Foreign-Shared securities companies conditions, foreign securities can join China via establishing the joint venture securities companies. The impacts of foreign securities in China include the following: foreign and domestic ownership restrictions, limitation or operation, and getting grounded. The core problem of foreign securities firms in China is carrying out the business license. With the business license and cooperation of the enterprises, foreign securities successfully may be able to combine their business with domestic securities.
    To analyze the changes of the operating management in the stock sales through the circumstance of the joint venture securities companies in China. For instance, the awareness of marketing and service is changing a lot; the number of Securities business department is increasing fast; the structure of the organization is reorganizing; the way of trade and service are innovating; under the change of regulations securities market strategy is transforming. Because of the changes of the rules recently, there are deep impacts on the capital market in China under the rise of underwriting business. Thirteenth Five-Year Plan becomes the basis of the mid-long term investment and has the far reaching influence on individual industries. As a result, foreign investment gets the optimum position on securities market in China by having high profit business of private Placement Fund and the management or the wealth and assets.
    Appears in Collections:[Graduate Institute of China Studies] Thesis

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